Compliance
Needs and Analysis Tools
- CLHIA IVIC Suitability Needs-Based Sales Practices
- Fact Finding & Analysis Template
- Needs & Analysis Template
Point of Sale Disclosure
- Advisor Disclosure Template
- Point of Sale Disclosure for Segregated Funds Rules
- Additional Segregated Fund Disclosure
National Do Not Call List, Anti-Spam and other Telemarketing Rules
- CLHIA Industry Rule Practices
- Anti-Spam Rules & Regulations
New Advisor Supervision Chart
- New Insurance & Investments Advisor Supervision Chart
- MGA Canada Organization Chart
Advisor Monitoring Policy and Procedure
- Advisor Monitoring Policy and Procedure
- AllKind Insurance Independent Advisor Agreement 2021
- AllKind Insurance Policies and Procedures for Record and Retention
Compliance Log & Handling Process
- AllKind Insurance Complaint Log
- AllKind Insurance Complaint Handling Policy
Replacements
- Replacement Disclosure Guide
- LIRD – Life Replacement Declaration
